US Fifth Circuit Court of Appeals hears oral arguments on SEC's Private Funds Rules challenge.

The US Fifth Circuit Court of Appeals heard oral arguments on the challenge to the Securities and Exchange Commission's (SEC) Private Funds Rules. The ruling will have significant implications on the SEC's statutory authority under Section 913 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Despite some focus on the SEC's statutory authority, the Panel's decision will also shape the oversight and risk management in the financial system.

February 08, 2024
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