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Judge upholds $133M arbitration award against Stifel for broker misconduct.
A federal judge upheld a $133 million arbitration award against Stifel, rejecting the firm's claim that the decision was biased.
The award stems from the Jannetti family's claims of mismanagement by former broker Chuck Roberts, who was barred for misconduct.
Stifel plans to appeal the decision, which marks the largest in FINRA history against a retail firm.
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El juez confirmó la sentencia de arbitraje de $133 millones contra Stifel por mala conducta del agente.