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SEC requests information on client cash balances in advisory accounts managed by Morgan Stanley.
Morgan Stanley reveals that the SEC has requested information on advisory account cash balances.
The US Securities and Exchange Commission is seeking details regarding cash held in client accounts managed by investment advisors, such as Morgan Stanley.
This move is likely to ensure proper handling of client cash balances, maintain transparency, and avoid misuse of client funds.
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La SEC solicita información sobre los saldos de caja de los clientes en las cuentas de asesoramiento gestionadas por Morgan Stanley.