Intercontinental Exchange (ICE) agrees to pay $10M for failing to promptly inform SEC about a 2021 cyber intrusion.

The Intercontinental Exchange (ICE), the owner of the New York Stock Exchange, has agreed to pay $10 million to settle charges of failing to promptly inform the Securities and Exchange Commission (SEC) about a cyber intrusion in 2021. The SEC alleges that ICE became aware of the hack on April 15, 2021, but did not inform the legal and compliance staff at its subsidiaries, including the New York Stock Exchange, for several days. The SEC's rules require ICE to immediately inform SEC staff about such incidents.

May 22, 2024
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