ASIC permanently bans NSW-based financial adviser Adele Baaini for falsifying credentials and providing unqualified advice.
ASIC has permanently banned NSW-based financial adviser Adele Baaini from providing financial services, controlling an entity in the industry, or engaging in credit activities. Baaini falsified a Financial Adviser Exam certificate and provided personal advice to 121 clients without meeting the required education and training standards. ASIC found her dishonest, not fit for providing financial services, and not adequately trained or competent.
April 26, 2024
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